Our broker-dealer, Kestra Investment Services, LLC and Kestra Advisory Services, LLC, is a registered investment advisory (RIA) firm. Under the Investment Advisers Act of 1940, any firm that is engaged in the business of providing financial advice for a fee is...
Under ERISA, a fiduciary is any person, company, or association that renders investment advice for a fee or other compensation with respect to the funds or property of a plan, or who has the authority to do so. A fiduciary exercises discretionary authority or control...
Did you know that the majority of all millionaires have hired the assistance of a planner? These highly successful and disciplined people know that accountability is key to success. However, many people with the knowledge and experience to manage their own assets will...
The reality is that many of the money managers and other resources we have access to are available only to boutique firms, like ours, focused on serving the complex wealth management needs of affluent individuals. In some cases, you may have access to certain money...
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